Monday, January 24, 2011

Mediation - Negotiating Strategy?

One process in mediation is negotiation – from it’s about the money to I want you to do something which fulfills a need generated an issue which has come up because it trespasses on one or more of my interests, and so on. There are many books on negotiating – from the practical through the theoretical. I’m not competing against these books – I offer some thoughts and examples from my experience.


• Information game? - At times a person with better information about their case does better. Why? Your “position” is “factually” stronger than your opponents – if you can communicate your facts in a manner which is accepted or not countered by your opponent. Call it “evidence” if you must – however keep in mind that “facts” presented in mediation are not subject to the rules of evidence as they are in a trial. One accusation leveled against mediation by those who believe this is a weakness of mediation – provides a license to lie. However, here’s something to keep in mind – facts represent a view of reality – your opponent may have the same, similar, different or opposing reality. So, since, a decision to agree in mediation has to be mutual – your facts may not be the way to agreement. What else can you do?

• Alternatives – Too often it seems clients plan for and expect a solution based purely on their logic – be it fact or otherwise based – and leave themselves vulnerable to failure in reaching agreement. Even if they consider alternatives they do not spend sufficient time I thinking through the consequences of agreeing to an alternative. At other times an alternative comes up because an opponent or even a mediator provides an alternative you have not thought about. And, they accept because it sounds good at the time. Mediation is an iterative process which can consume considerable time and even intense effort. Negotiators are sometimes very clever- even gifted – at wearing down an opponent – seeming to push a case to impasse and then magically an alternative is offered – mediators often wait until it’s almost impasse before they offer a “mediators suggestion” which can be an alternative – jumping in too early may be perceived as “un-objective”. Mediators also get worn down. So, clients should be prepared to consider with and deal with alternatives which come up in mediation – don’t get caught in a state of weariness seemingly at the verge of impasse – a sudden burst of energy “have you thought about ….” followed by “would you consider this a viable alternative …” – and either reject or accept the proposal. If possible be positive – maybe it is being offered in good faith and has value – so trust but verify – think an alternative through – ask for a continuation of mediation – and for heavens sake don’t cave when you genuinely feel it doesn’t fill a need to resolve issues which hurt my interests.

• Time – So many people are unwilling to dedicate sufficient time or weigh the value of time when it comes to mediation. “I’m tired”, “I just want to get it over with”, “I’m missing work”, “this is just a waste of time”. Keep focused on the issues and just how valuable it is to resolve a conflict or dispute. Using time to advantage is sometimes effective on the part of some negotiators who are very adept at making time play in their favor. As mentioned above timing can be a critical factor. Just think about your experience in going to a car dealership where the salesperson has been trained to get and keep you engaged on what has been proven to work in the dealerships favor. Calculate your own timeline and timeliness – what works in your favor and even consider what works to the mutual benefit of you and your opponent.

• Should I be competitive or collaborative in terms of negotiating? Start by asking how big is the pie we’re negotiating over? If it’s just not big enough for the two of you then think in terms of making it bigger – through collaboration. If it’s big enough and you just want your share or your piece back then your probably better off negotiating competitively. Studies have suggested that competitive versus collaborative – competitive does better. When there’s money involved, and that’s it – then you may want to just get as much as you can – however – if there’s more than just money then you might want to alternate between competitiveness and collaboration. What about when you feel in a weak position? Should you make the first offer or let an opponent go first? Some say going first let’s you set the range in a negotiation – think about it – is this what you want to do – set the range? What about setting expectations for a negotiation on a complex set of issues? Should you stake out a position – seem open to negotiate – or be rock hard? These are all considerations in deciding on a negotiating strategy.

The biggest mistake often made is coming in unprepared – the court sent me here type of thinking – or “I don’t know the other side suggested it” or “I don’t know”. The more you know about what mediation is and the better developed your negotiating strategy is – the better chance you’ll be able to connect in a way that gives you a chance to reach mutual agreement – without, at least feeling you’re, capitulating – blaming mediation and a mediator for a failure.

Wednesday, January 19, 2011

Joint and One on One Sessions

Unless there's an objection mediation sessions often start in joint session where all of the parties meet with a mediator in the presence of each other.  There are many benefits to a joint session. Usually a joint session:
  • saves time
  • provides an opportunity for the parties to talk with each other (through the mediator or directly to their opponents)
  • allows each of the parties to communicate via the non-verbal aspects of human communications (e.g. body language)
  • prevents some of the misinterpretations which can occur should a mediator not fully comprehend what is to be communicated
  • allows for follow-up through questions and responses to questions
The risks in joint sessions include:
  • raw emotions take over and focus is lost on issues because of the presence of opponents
  • being in the direct presence of opponents may constrain the exchange of information because of fear of saying something may adversely impact negotiation
  • creates discomfort, stress, and pressure which a party may not handle well which adversely impacts negotiations
  • an aggressive opponent may try to manipulate, intimidate, or worse a party who they feel is showing weakness.
Getting the most out of joint sessions:
  • know your facts
  • assess your situation
  • know yourself
  • put yourself in the others shoes
  • come prepared with a negotiatin strategy
  • stay focused on the issues
  • if emotions start to get away ask for a break
  • listen and absorb
  • be flexible
  • decide whether to be collaborative or competitive when negotiating an issue or expressing a need
  • be prepared to receive as well as to offer alternatives
  • use probing or open ended questions
  • avoid being overly wordy and don't monopolize the time
  • be clear
  • don't be personally abusive of your opponents
  • humor does have a role in negotiation - it's an ice breaker - keep it clean
  • measure tone and voice
  • watch your body language
  • observe the others tone of voice and body language
What alternative is there to joint session? The answer is - one on one session with mediator. Why?:

  • it's not possible to communicate effectively, or emotions are too high, or there's fear of being in the presence of opponent
  • there's a need to consult with, or provide information to the mediator without the presence of opponent (remember a mediator cannot take sides or act as your or your opponents advocate in any manner so don't put mediator on the spot)
  • you believe mediation is going nowhere and are seeking alternatives via a mediator reality check or suggestion
  • you want to discuss a topic with mediator which you feel is essential for the mediator to understand however you do not wish what is said to be disclosed to opponent
What are the disadvantages of one on one's with mediator:

  • loss of rhytmn in negotiations
  • creating a sense of stalling in your opponent
  • creating a sense of weakness in you by your opponent
Mediators Role in joint sessions:

  • acting as a catalyst in creating and maintaining dialogue between parties
  • maintaining civility during mediation
  • actively listening (reframing, reflecting, asking probing questions)
  • being timely in intercessions
  • making useful and constructive intercessions
  • being empathetic to all parties interests, issues, and needs
  • conducting reality checks when necessary
  • respecting requests for confidentiality by a party to mediation
  • being non-judgmental
  • offering mediator suggestions when appropriate
  • iteratively and progressively narrowing the focus towards agreement
There's much more to be said about joint and one-on one sessions. I hope you agree thsi is a reasonable start.